How our fintech startup became SEC-compliant

Boris Dus
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Boris Dus is co-founder and CEO of Gainy, an investment app.






After the recent failures of financial institutions like FTX and Silicon Valley Bank, regulators have been blamed for poor examination processes and enforcement regarding the regulations financial organizations in the U.S. must follow. However, our experience with the Security and Exchange Commission’s licensing and examination appeared legitimate. From our perspective, they help protect clients.
Initially, obtaining reg

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